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Financial Services and Markets Authority
Results: 490

#	Item
251	JC/DP[removed]November 2014 Discussion Paper Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2014-11-17 06:13:35 Financial services European Insurance and Occupational Pensions Authority European System of Financial Supervisors Collective investment scheme European Securities and Markets Authority Structured product Markets in Financial Instruments Directive Financial economics European Union Investment
252	No securities regulatory authority has expressed an opinion about these shares and it is an offence to claim otherwise. PURPOSE FUNDS Simplified Prospectus ETF shares, ETF non-currency hedged shares, Series A shares, Se Add to Reading List Source URL: www.purposeinvest.com Language: English - Date: 2014-05-06 11:19:44 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Mutual fund Net asset value Stock fund Security Financial economics Investment Finance
253	No securities regulatory authority has expressed an opinion about these shares and it is an offence to claim otherwise. PURPOSE FUNDS Simplified Prospectus ETF shares, ETF non-currency hedged shares, Series A shares, Se Add to Reading List Source URL: www.purposeinvest.com Language: English - Date: 2014-05-06 11:20:55 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Mutual fund Net asset value Stock fund Security Financial economics Investment Finance
254	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2014-10-02 17:29:29 International Organization of Securities Commissions Securities Commission Comisión Nacional del Mercado de Valores Netherlands Authority for the Financial Markets Capital market Financial Supervisory Authority Financial Services Board U.S. Securities and Exchange Commission Capital Market Authority Government Financial regulation Politics
255	SIFMA Policy Brief: Build America Bonds Add to Reading List Source URL: www.dol.gov Language: English - Date: 2013-08-02 08:06:04 Stock market Pension Employment compensation Securities Financial services Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Retirement Defined contribution plan Financial economics Investment Economics
256	IDAHO DEPARTMENT OF FINANCE C.L. "BUTCH" OTIBR Governor Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-08-27 13:24:50 Financial system Financial services Financial markets 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Financial Industry Regulatory Authority Securities Exchange Act Prime brokerage United States securities law Financial economics Finance
257	Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-07-01 09:45:18 Markets in Financial Instruments Directive Finance Financial services Financial system Lehman Brothers Financial adviser Investment Policy Statement Financial economics European Union Financial regulation
258	Member of the European Parliament Bât. Altiero Spinelli 60, rue Wiertz B-1047 Brussels Belgium Add to Reading List Source URL: www.sven-giegold.de Language: English - Date: 2012-06-29 06:16:28 European Union Financial regulation Markets in Financial Instruments Directive Directorate-General for Health and Consumers Financial adviser Financial Services Authority Financial economics Finance Business
259	Recommendation No[removed]II. 7.) of the President of the Hungarian Financial Supervisory Authority on best execution during the provision of investment services I. The objective and scope of the recommendation The gen Add to Reading List Source URL: felugyelet.mnb.hu Language: English - Date: 2013-05-09 07:37:10 Goods Marketing Service Best execution Finance Financial markets Financial adviser Securities and Exchange Board of India Act Financial regulation Business Economics
260	Recommendation No[removed]II.7.) of the President of the Hungarian Financial Supervisory Authority on the assessment of suitability and appropriateness during the provision of investment services I. The objective and s Add to Reading List Source URL: felugyelet.mnb.hu Language: English - Date: 2013-05-09 07:37:12 Financial markets Marketing Finance Financial regulation Markets in Financial Instruments Directive Risk Service Investment Policy Statement Financial adviser Business Economics Management

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